Search Result

761 - 780 of 1182 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

PR App 1.1

As Published: 2005

PR App 1.1

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose