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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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