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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose