Search Result

621 - 640 of 1342 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

CONC 6.2 Assessment of creditworthiness: during agreement

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2014

CONC 5.2 Creditworthiness assessment: before agreement

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline