Search Result

581 - 600 of 1081 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR App 2.1

As Published: 2005

LR App 2.1

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose