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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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