Search Result

561 - 580 of 1430 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions