Search Result

561 - 580 of 1254 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 17.4 Advice must relate to a particular debt and debtor

As Published: 2014

PERG 17.4 Advice must relate to a particular debt and debtor

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

PERG 17.2 The basic elements of debt counselling

As Published: 2014

PERG 17.2 The basic elements of debt counselling

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)