Search Result

481 - 500 of 1051 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application