Search Result

481 - 500 of 1013 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)