Search Result

461 - 480 of 1421 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application