Search Result

461 - 480 of 1028 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

CONC 2.2 General principles for credit-related regulated activities

As Published: 2014

CONC 2.2 General principles for credit-related regulated activities

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements