Search Result

421 - 440 of 909 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PR App 1.1

As Published: 2005

PR App 1.1

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness