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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

IFPRU 3.3 Basel 1 floor

As Published: 2014

IFPRU 3.3 Basel 1 floor

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports