Search Result

321 - 340 of 1217 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR App 2.1

As Published: 2005

LR App 2.1

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?