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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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