Search Result

261 - 280 of 1217 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications