Search Result

681 - 700 of 1304 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules