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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2014

CONC 5.5 Creditworthiness assessment: P2P agreements

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

As Published: 2007

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend