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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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Similar To

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

SUP 13A.3 Qualifications for authorisation under the Act

SUP 13.2 Introduction

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 5.11 Other aspects of exclusions

PERG 8.37 AIFMD Marketing

INSPRU 3.2 Derivatives in insurance

BIPRU 7.10 Use of a Value at Risk Model

PERG 8.4 Invitation or inducement

PERG 8.36 Illustrative tables

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading