Search Result

461 - 480 of 1129 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

IFPRU 11.2 Individual recovery plans

As Published: 2015

IFPRU 11.2 Individual recovery plans

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?