Search Result

961 - 980 of 1193 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2014

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

MCOB 12.6 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 12.6 Business loans and loans to high net worth mortgage customers: tailored provisions

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose