Search Result

901 - 920 of 1117 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

LR 8.1 Application

As Published: 2005

LR 8.1 Application

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2014

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders