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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

LR 19.1 Application

As Published: 2005

LR 19.1 Application