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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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