Search Result

701 - 720 of 1147 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator