Search Result

701 - 720 of 1179 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

As Published: 2015

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

CONC 2.2 General principles for credit-related regulated activities

As Published: 2014

CONC 2.2 General principles for credit-related regulated activities

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs