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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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