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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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