Search Result

641 - 660 of 1013 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

LR 20.1 Application

As Published: 2010

LR 20.1 Application

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance