Search Result

601 - 620 of 1259 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis