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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

…

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

…

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

…

CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

…

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

MCOB 4.6A Rolling-up of fees or charges into loan

As Published: 2012

MCOB 4.6A Rolling-up of fees or charges into loan

…

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

…

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

…

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2014

CONC 4.6 Pre-contract disclosure: continuous payment authorities

…

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

…

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

…

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

…

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

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