Search Result

561 - 580 of 1169 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions