Search Result

541 - 560 of 645 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions