Search Result

521 - 540 of 1217 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)