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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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BIPRU 12.5 Individual Liquidity Adequacy Standards

COBS 14.3 Information about designated investments

COBS 4.5 Communicating with retail clients

COBS 14.2 Providing product information to clients

COBS 4.7 Direct offer financial promotions

PERG 13.6 CRD IV

SUP 14.1 Application and purpose

SYSC 6.2 Internal audit

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FEES 6.5 Compensation costs

SUP 16.14 Client money and asset return

PERG 9.1 Application and Purpose

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

CONC 7.12 Lenders’ responsibilities in relation to debt

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SUP 14.6 Cancelling qualification for authorisation

TC 3.1 Record-keeping requirements

LR 9.6 Notifications