Search Result

441 - 460 of 884 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards