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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained