Search Result

401 - 420 of 1164 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

CONC 6.2 Assessment of creditworthiness: during agreement

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation