Search Result

401 - 420 of 1071 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation