Search Result

401 - 420 of 1337 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions