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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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Similar To

SUP 8.1 Application and purpose

SUP 7.1 Application and purpose

REC 3.24 Transfers of ownership

COLL 2.1 Authorised fund applications

FEES 6.4 Management expenses

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 9.1 Application and Purpose

LR 1.1 Introduction

DTR 1C.1 Application and purpose (Primary information providers)

COLL 12.2 UK UCITS management companies

PR 4.2 Third country issuers

MCOB 9.3 Pre-application disclosure

SUP 8.9 Decision making

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading