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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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