Search Result

381 - 400 of 1358 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR App 2.1

As Published: 2005

LR App 2.1

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing