Search Result

381 - 400 of 1272 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements