Search Result

361 - 380 of 1236 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application