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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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