Search Result

321 - 340 of 1122 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose