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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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