Search Result

201 - 220 of 1294 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application